Horizonte Minerals Plc - TR-1: Notification Of Major Interest In Shares(i)
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LONDON, UNITED KINGDOM--(Marketwired - Dec 12, 2016) - Horizonte Minerals Plc, (AIM:HZM)(TSX:HZM)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii | Horizonte Minerals | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Share placing | X | ||
3. Full name of person(s) subject to thenotification obligation:iii | Richard Griffiths and controlled undertakings | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached:v | 6 December 2016 | |||
6. Date on which issuer notified: | 9 December 2016 | |||
7. Threshold(s) that is/are crossed orreached:vi, vii | Down through <14% |
8. Notified details: | |||||||||||||||
A: Voting rights attached to sharesviii, ix | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB00B11DNM70 | 99,839,049 | 99,839,049 | 169,414,049 | 169,414,049 | 14.46% | ||||||||||
B: Qualifying Financial Instruments | ||||||||
Resulting situation after the triggering transaction | ||||||||
Type of financial instrument | Expiration datexiii | Exercise/ Conversion Periodxiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||
Resulting situation after the triggering transaction | ||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion periodxviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||
Nominal | Delta | |||||||||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
169,414,049 | 14.46% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi | ||
Blake Holdings Limited | 435,000 | |
Seren Investment Management Limited | 91,479,049 | |
Cream Capital Limited | 77,500,000 | |
Total | 169,414,049 | |
The above undertakings are all controlled by Richard Griffiths |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | ||
14. Contact name: | James Sutcliffe | |
15. Contact telephone number: | 01534 719761 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | |
Contact address (registered office for legal entities) | |
Phone number & email | |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information(e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
Contact
Horizonte Minerals Plc
Jeremy Martin
+44 (0) 20 7763 7157
Horizonte Minerals Plc
David Hall
+44 (0) 20 7763 7157
finnCap Ltd (Corporate Broking)
Joanna Scott
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
Christopher Raggett
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
James Thompson
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
Anthony Adams
+44 (0) 20 7220 0500
Shard Capital Stockbrokers (Joint Broker)
Damon Heath
+44 (0) 20 7186 9952
Shard Capital Stockbrokers (Joint Broker)
Erik Woolgar
+44 (0) 20 7186 9952
St Brides Partners Ltd (PR)
Lottie Brocklehurst
+44 (0) 20 7236 1177
St Brides Partners Ltd (PR)
Elisabeth Cowell
+44 (0) 20 7236 1177