Serabi Gold plc: Director/PDMR Shareholding
30.01.2012 | Marketwire
LONDON, 01/30/12 -- This Form TR1 is issued by Serabi Gold plc in satisfaction of UK Regulatory Requirements
----------------------------------------------------------------------------
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------
----------------------------------------------------------------------------
1. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached:
(ii) Serabi Gold plc
----------------------------------------------------------------------------
2 Reason for the notification (please tick the
appropriate box or boxes):
----------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are
attached
----------------------------------------------------------------------------
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
----------------------------------------------------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------
Other (please specify):
----------------------------------------------------------------------------
3. Full name of person(s) subject to the notification Christopher
obligation:(iii) Kingsman
----------------------------------------------------------------------------
4. Full name of shareholder(s) (if different from Greenwood
3.):(iv) Investments Ltd
----------------------------------------------------------------------------
5. Date of the transaction and date on which the
threshold is crossed or reached: (v) 26 January 2012
----------------------------------------------------------------------------
6. Date on which issuer notified: 28 January 2012
----------------------------------------------------------------------------
7. Threshold(s) that is/are crossed or reached:(vi, previously
vii) 24.49%
----------------------------------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------
Class/type of
shares if
possible Situation previous to
using the the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
---------------------------------------------------------------
Number of Number of Number Number of voting % of voting
Shares Voting of rights rights(x)
Rights shares
-----------------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------------------------------------------------------------------------
GB00B4T0YL77 18,851,000 18,851,000 0 0%
----------------------------------------------------------------------------
----------------------------------------------------------------------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------
Number of voting % of
rights that may voting
be acquired if rights
Type of Exercise/ the instrument
financial Conversion is exercised/
instrument Expiration date(xiii) Period(xiv) converted.
----------------------------------------------------------------------------
Convertible
loan note 31 Oct 2014 NIL 0%
----------------------------------------------------------------------------
Warrants
(GB00B4KL4207) 2 Dec 2012 NIL 0%
----------------------------------------------------------------------------
Warrants
(unlisted) 23 January 2014 NIL 0%
----------------------------------------------------------------------------
----------------------------------------------------------------------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments (xv, xvi)
----------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of
financial price date(xvii) Conversion rights instrument voting
instrument period(xviii) refers to rights
(xix, xx)
----------------------------------------------------------------------------
----------------------------------------------------------------------------
----------------------------------------------------------------------------
Total (A+B+C)
----------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------------------------
NIL 0%
----------------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------
Greenwood Investments Ltd has sold its shares, warrants and loan note to
Anker Holding AG. Anker Holding is beneficially owned by Anna Kingsman, wife
of Christopher Kingsman, non-executive director of Serabi Gold.
----------------------------------------------------------------------------
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------------------------------
11. Number of voting rights proxy holder will
cease to hold:
----------------------------------------------------------------------------
12. Date on which proxy holder will cease to hold
voting rights:
----------------------------------------------------------------------------
---------------------------------------------------------------------------
-
13. Additional information:
----------------------------------------------------------------------------
Christopher
14. Contact name: Kingsman
----------------------------------------------------------------------------
15. Contact telephone number: 020 3287 2323
----------------------------------------------------------------------------
Contact:
Christopher Kingsman
020 3287 2323