Serabi Gold plc - Holdings in Company
30.01.2012 | Marketwire
LONDON -- (Marketwire) -- 01/30/12 --
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This Form TR1 is issued by Serabi Gold plc in satisfaction of UK Regulatory
Requirements
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Serabi Gold plc
attached: ii
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2 Reason for the notification (please tick the
appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are
attached
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An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the
notification obligation: iii Anna Kingsman
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4. Full name of shareholder(s)
(if different from 3.):iv Anker Holding AG
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5. Date of the transaction and date on
which the threshold is crossed or 26 January 2012
reached: v
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6. Date on which issuer notified: 28 January 2012
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7. Threshold(s) that is/are crossed or
reached: vi, vii previously 0%
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8. Notified details:
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A: Voting rights attached to sharesviii, ix
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares if transaction
possible
using
the ISIN
CODE
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Number Number Number Number of voting % of voting
of of of shares rights rights x
Shares Voting
Rights
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Direct Indirect
Direct xi xii Direct Indirect
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GB00B4T0YL77 NIL 18,851,000 20.71%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of
instrument date xiii Conversion rights that may voting
Period xiv be rights
acquired if the
instrument is
exercised/
converted.
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31 Oct
Convertible loan note 2014 exercisable 2,000,000 2.19%
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Warrants
(GB00B4KL4207) 2 Dec 2012 exercisable 500,000 0.55%
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23 Jan
Warrants (unlisted) 2014 exercisable 937,500 1.03%
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C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments xv, xvi
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting rights % of
financial price date xvii Conversio instrument refers to voting
instrument n period rights
xviii xix, xx
------------ -------- ---------- --------- ------------------------ --------
--------
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
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22,288,500 24.49%
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9. Chain of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held, if applicable: xxi
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Anna Kingsman is the beneficial owner Anker Holding AG.
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease
to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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13. Additional information:
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14. Contact name: Christopher Kingsman
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15. Contact telephone number: 020 3287 2323
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Christopher Kingsman
020 3287 2323